AFSL Compliance

If you are reviewing an AFSL licensed investment firm, the most important things to confirm are simple: the licence holder, the AFSL number, the specific authorisations on the licence, and how the firm manages risk, conflicts, and client outcomes.

This page sets out our AFSL status, authorisations, operating process, and key risk disclosures.

Licence Details

ABN: 22 149 540 018

ACN: 149 540 018

AFSL No. 406040

Contact Information

Office

Level 8, 2 Bligh street Sydney NSW 2000 Australia

Phone no.

+61 2 8651 7800

Email

admin@pelotoncapital.com.au

What We Do as an AFSL Licensed Investment Firm

As an AFSL licensed firm, we may provide services such as:

  • Providing general information about investment opportunities available to eligible investors
  • Distributing offer materials and facilitating access to eligible offers
  • Coordinating onboarding and verification steps required by law and policy
  • Supporting administrative steps around participation, where applicable

Our Process

1) Eligibility and verification

Before any opportunity is shared or accepted, we complete onboarding checks consistent with applicable obligations and internal policy. This may include identity verification, beneficial ownership checks (for entities), and eligibility evidence where required.

Related pages:

Where an opportunity is available and you are eligible, we provide the relevant materials and key participation steps. Availability may be limited and allocations are not guaranteed.

Related pages:

 

If you choose to participate, we provide instructions for application steps, timelines, and settlement mechanics, as provided by the issuer or lead manager.

We may provide operational updates, such as timetable changes, allocation notifications, settlement milestones, and document refresh requests.

Risk Disclosures

Investing involves risk. Past performance is not a reliable indicator of future performance. Depending on the offer type, investors may lose some or all of their invested capital.

Key risks can include, but are not limited to:

  • Market risk: prices can move rapidly due to macro conditions, sector sentiment, or company specific events.
  • Liquidity risk: some investments may be difficult to sell or realise quickly, especially in small cap and private markets.
  • Valuation risk: offer pricing may not reflect future trading prices or fair value.
  • Dilution risk: new issuances may dilute existing holdings.
  • Execution risk: the issuer may not achieve the objectives stated in offer materials.
  • Information and disclosure risk: wholesale style offers can involve reduced disclosure compared to retail offers.
  • Concentration risk: overexposure to a single issuer, sector, or theme can increase volatility and downside outcomes.
  • Regulatory and legal risk: rule changes, approvals, or compliance issues can affect timelines and outcomes.

You should read all offer materials carefully and consider obtaining professional advice that is appropriate to your circumstances.

General Information Only

Unless explicitly stated otherwise and permitted by our AFSL authorisations, information we provide is general information only. It does not take into account your objectives, financial situation, or needs. You should consider whether any opportunity is appropriate for you and seek advice where needed.

Conflicts of Interest and Remuneration

We may receive fees or commissions in connection with certain offers or services, for example distribution fees, placement fees, or administrative fees, depending on the arrangement. Where applicable, we manage conflicts of interest in line with our policies and legal obligations.

Privacy and Security

We collect and handle personal information to meet onboarding, verification, and regulatory requirements. We take reasonable steps to protect data and use it only for permitted purposes.

GET YOUR DEDICATED BROKER

(Limited Intake)

  • ABN: 22 149 540 018
  • ACN: 149 540 018
  • AFSL No. 406040

Address:

Level 8, 2 Bligh street, Sydney NSW 2000 Australia

Phone:

+61 2 8651 7800

Email:

admin@pelotoncapital.com.au

Powered by Peloton Capital (AFSL 406040). We don’t just list deals, we structure them. Every registered investor gets a dedicated senior stockbroker based in Sydney who is available by phone and email to walk you through every opportunity.

Copyright © 2026 – Peloton Capital

AFSL Licence details

Licensee Name: Peloton Capital Pty Ltd
AFSL Number: 406040
ABN: 22 149 540 018
 
General Information
Peloton Capital Pty Ltd is an Australian Financial Services Licensee (AFSL) authorized by the Australian Securities and Investments Commission (ASIC) to provide financial services to both retail and wholesale clients.
 
Authorised Financial Services
Under AFSL 406040, Peloton Capital is authorised to provide financial product advice and deal in financial products, including:
  • Securities: Buying and selling shares and corporate bonds.
  • Derivatives: Trading in exchange-traded options and other derivative products.
  • Managed Investment Schemes: Advice and dealing in unit trusts and investment funds.
  • Deposit Products: Basic deposit products.
  • Underwriting: Underwriting of an issue of securities.
  • Standard Margin Lending: Providing credit facilities for investment purposes.
 
Important Disclosures
  • Financial Services Guide (FSG): For a detailed breakdown of our services, fees, and dispute resolution process, please download our Financial Services Guide (PDF).
  • Complaints: We are a member of the Australian Financial Complaints Authority (AFCA), member number 23871.
  • Verification: You may verify our current licence status directly on the ASIC Professional Register.

ASIC 708 Investor Confirmation Required

Important Legal Notice

Before you proceed, please read the following carefully:

This website and the investment opportunities referred to on it are provided in reliance on section 708 of the Corporations Act 2001 (Cth). The materials you are about to access do not constitute a prospectus, product disclosure statement or other disclosure document under Australian law and have not been lodged with the Australian Securities and Investments Commission (ASIC).

Access to this website and any invitations to participate in capital raisings, placements or other investment opportunities offered or introduced by Peloton Capital is strictly limited to persons to whom offers may lawfully be made without disclosure under Part 6D.2 of the Corporations Act 2001 (Cth).

By clicking “I Confirm”, you represent and warrant that you are one of the following:

  • A sophisticated investor within the meaning of section 708(8) or 708(10) of the Corporations Act;

  • A professional investor as defined in section 9 of the Corporations Act;

  • A person to whom an offer may otherwise lawfully be made without the need for a disclosure document under section 708;

  • Accessing this information for your own investment assessment and not for redistribution; and

  • Acknowledging that Peloton Capital will rely on your confirmation in accordance with Australian law.

You acknowledge that:

  • No disclosure document has been prepared for the offers on this site;

  • You will not receive the protections afforded by a prospectus or product disclosure statement;

  • Peloton Capital and its representatives are entitled to rely on this confirmation; and

  • The invitations are not available to retail investors unless the law permits otherwise.